AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Ross Michael Hyde
IRN RXH00749
- CF1 Director (AR) (since 25 Apr 2024)
Roy Ganley
IRN RXG01454
- CF1 Director (AR) (since 13 May 2024)
Ruth Burrows
IRN RXB00543
- CF1 Director (AR) (since 23 Dec 2021)
SAMUEL DAVID PEEL
IRN SXP00208
- CF1 Director (AR) (1 Feb 2021 to 13 May 2022)
SCOTT ALEXANDER MURCOTT
IRN SXM00365
- CF1 Director (AR) (1 Feb 2021 to 6 Dec 2023)
SIMON BRINSLEY HODGE
IRN SXH00175
- CF1 Director (AR) (3 Dec 2020 to 7 Feb 2022)
SIMON DAVID PHAROAH
IRN SXP00145
- CF1 Director (AR) (3 Dec 2020 to 3 Jul 2023)
SIMON NICHOLAS COX
IRN SXC00143
- CF1 Director (AR) (since 5 Nov 2020)
STEPHEN EDWARD NORTH
IRN SXN00079
- CF1 Director (AR) (since 29 Jan 2021)
STEPHEN HOSKING
IRN SXH00303
- CF1 Director (AR) (18 Feb 2021 to 1 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.