AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

James Leonard King
IRN JXK00202
- CF1 Director (AR) (since 6 Jun 2021)
James Murray
IRN JXM01312
- CF1 Director (AR) (since 22 Mar 2023)
James Trevor Radford
IRN JXR00903
- CF1 Director (AR) (since 28 Feb 2025)
Janine Leanne O'Sullivan
IRN JXO00053
- CF1 Director (AR) (24 Sep 2021 to 27 Sep 2024)
Jawad Anjum
IRN JXA00576
- CF1 Director (AR) (since 24 Oct 2023)
Jennifer Lois Sands
IRN JXS00683
- CF1 Director (AR) (11 Jun 2021 to 4 May 2022)
Joanne Hayton
IRN JXH02584
- CF1 Director (AR) (since 2 Oct 2020)
John Clarke
IRN JXC56174
- CF1 Director (AR) (since 12 Jan 2023)
John David Evans
IRN JXE00373
- CF1 Director (AR) (since 6 Mar 2025)
John Peter Judge
IRN JXJ00215
- CF1 Director (AR) (26 May 2022 to 13 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Adaptive Finance Limited (no longer appointed)
FRN 653647 · Appointed 17 Jul 2015 · Until 27 Nov 2015
Superior UK Automotive Limited (no longer appointed)
FRN 706718 · Appointed 16 Jun 2015 · Until 25 Feb 2019
Rathstones Financial Limited (no longer appointed)
FRN 706562 · Appointed 15 Jun 2015 · Until 14 Nov 2025
Alliance Agricultural Finance Limited (no longer appointed)
FRN 696138 · Appointed 18 May 2015 · Until 12 Sep 2016
Gipping Finance Limited (no longer appointed)
FRN 688527 · Appointed 23 Apr 2015 · Until 27 Mar 2024
Asset Finance N.I. Ltd (no longer appointed)
FRN 684310 · Appointed 14 Apr 2015 · Until 5 Dec 2024
Kingston Capital Finance Limited (no longer appointed)
FRN 681822 · Appointed 2 Apr 2015 · Until 31 Jul 2018
Lee Simms (no longer appointed)
FRN 678802 · Appointed 24 Mar 2015 · Until 19 May 2015
Essential Business Finance Ltd (no longer appointed)
FRN 672795 · Appointed 20 Feb 2015 · Until 28 Jan 2019
Tony Hawkes Enterprises Ltd (no longer appointed)
FRN 672900 · Appointed 20 Feb 2015 · Until 7 Oct 2025

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.