AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

AMANDA JANE SHARP
IRN AXS00610
- CF1 Director (AR) (since 21 Apr 2021)
ANDREW ROBERT COOK
IRN AXC00293
- CF1 Director (AR) (18 Feb 2021 to 9 Nov 2022)
Adam Hurst
IRN AXH00858
- CF1 Director (AR) (since 19 Dec 2022)
Adam Knight
IRN AXK00040
- CF1 Director (AR) (since 21 Oct 2020)
Adina Fetche
IRN AXF00572
- CF1 Director (AR) (4 Jan 2025 to 15 Jan 2026)
Alan Begley
IRN AXB02672
- Responsible for Insurance Distribution (3 Jul 2024 to 3 Jul 2024)
Alan Hunt
IRN AXH01725
- CF1 Director (AR) (11 May 2023 to 30 Apr 2024)
Alan Peter Woods
IRN AXW00478
- CF1 Director (AR) (since 19 Jan 2022)
Alasdair Lawson
IRN AXL00133
- CF1 Director (AR) (since 22 Jan 2021)
Alastair Murray Roberts
IRN AXR00470
- CF4 Partner (AR) (since 23 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.