AFS Compliance Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

RISHI PANCHOLI
IRN RXP00037
- CF1 Director (AR) (26 Oct 2020 to 20 Jan 2026)
ROBERT ANDREW SCOLLICK
IRN RXS00173
- CF1 Director (AR) (since 3 Dec 2020)
ROBERT JOHN HAYNES
IRN RXH00054
- CF1 Director (AR) (6 Nov 2020 to 9 Jan 2025)
ROBERT SCOTT CARTER
IRN RXC00145
- CF1 Director (AR) (since 4 Dec 2020)
Rajinder Chahal
IRN RXC00146
- CF1 Director (AR) (since 3 Dec 2020)
Raymond Neale Wells
IRN RXW00044
- CF1 Director (AR) (since 21 Oct 2020)
Rebecca Alford
IRN RXA54648
- Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2020)
Richard Andrew Swan
IRN RXS11505
- CF1 Director (AR) (since 6 Sep 2024)
Richard David Perry
IRN RDP01079
- CF1 Director (AR) (since 14 Jul 2022)
Richard Leigh Patient
IRN RXP00518
- CF1 Director (AR) (25 Jul 2023 to 28 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

Fusion Management Support Ltd (no longer appointed)
FRN 573666 · Appointed 12 Aug 2019 · Until 17 Nov 2022
Highgrove Commercial Finance Ltd (no longer appointed)
FRN 911982 · Appointed 5 Aug 2019 · Until 6 Dec 2021
ADONAI Asset Finance Ltd (no longer appointed)
FRN 911824 · Appointed 31 Jul 2019 · Until 5 May 2022
Sangwin Asset Finance Ltd (no longer appointed)
FRN 911763 · Appointed 29 Jul 2019 · Until 22 Oct 2020
Chris Ryde (no longer appointed)
FRN 911550 · Appointed 23 Jul 2019 · Until 20 Aug 2024
Rhino Deck Limited (no longer appointed)
FRN 911499 · Appointed 22 Jul 2019 · Until 29 Mar 2022
Pure Lending Services Limited (no longer appointed)
FRN 844852 · Appointed 26 Jun 2019 · Until 19 Nov 2020
Greenlight Asset Finance Limited (no longer appointed)
FRN 844338 · Appointed 18 Jun 2019 · Until 4 Jul 2023
Approved Business Finance Ltd (no longer appointed)
FRN 842237 · Appointed 16 May 2019 · Until 4 Dec 2025
Dylan Gareth Foxon (no longer appointed)
FRN 842236 · Appointed 16 May 2019 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.