AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Stephen John Broom
IRN SXB01023
- CF1 Director (AR) (16 Sep 2022 to 12 Dec 2023)
Steven Cairns
IRN SXC02981
- CF1 Director (AR) (10 Jun 2022 to 26 Mar 2025)
Steven Shuttleworth
IRN SXS05143
- CF1 Director (AR) (since 31 Dec 2023)
Stuart Cook
IRN SDC01053
- CF1 Director (AR) (since 23 Dec 2021)
Stuart Croft
IRN SXC02986
- CF1 Director (AR) (since 19 Oct 2023)
Stuart John Pawelczyk
IRN SJP01405
- CF1 Director (AR) (since 28 Feb 2024)
Sujane Vaithilingam
IRN SXV00097
- CF1 Director (AR) (since 18 Mar 2022)
Suzanne Dawn Pinnell
IRN SXP08985
- CF1 Director (AR) (since 9 Aug 2024)
TAMARA ELIZABETH RENSHAW
IRN TXR00112
- CF1 Director (AR) (28 May 2021 to 4 Jan 2023)
THOMAS DAVID FRANK
IRN TXF00049
- CF1 Director (AR) (since 25 Aug 2021)

Smaller firms operating under this firm's FCA authorisation.

Tempo Finance Limited (no longer appointed)
FRN 999406 · Appointed 10 Jul 2023 · Until 5 Dec 2024
Simon Murray (no longer appointed)
FRN 997817 · Appointed 12 Jun 2023 · Until 21 Aug 2023
Pioneer Finance Group Limited (no longer appointed)
FRN 996034 · Appointed 9 May 2023 · Until 31 Jan 2025
MARLIN ASSOCIATES LIMITED (no longer appointed)
FRN 996036 · Appointed 9 May 2023 · Until 5 Sep 2025
Approved Property Finance Ltd (no longer appointed)
FRN 996031 · Appointed 9 May 2023 · Until 3 Mar 2026
Percy Finance Limited (no longer appointed)
FRN 996030 · Appointed 9 May 2023 · Until 30 Apr 2024
Fetch Finance Limited (no longer appointed)
FRN 993168 · Appointed 10 Mar 2023 · Until 2 Feb 2026
Possible Business Finance Limited (no longer appointed)
FRN 991881 · Appointed 15 Feb 2023 · Until 4 Jul 2023
Timothy John Burton (no longer appointed)
FRN 828445 · Appointed 15 Jan 2023 · Until 10 Dec 2025
S MacDonald Commercial Services Limited (no longer appointed)
FRN 987256 · Appointed 17 Nov 2022 · Until 18 Nov 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.