AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

KEITH DOUGLAS PEARSON
IRN KXP00092
- CF1 Director (AR) (since 26 Jan 2021)
KEVAN ADAM REID
IRN KXR00041
- CF1 Director (AR) (since 3 Dec 2020)
KEVIN PETER WALKER
IRN KXW00100
- CF1 Director (AR) (since 29 Jan 2021)
KEVIN WAYNE JOHNSON
IRN KXJ00012
- CF1 Director (AR) (since 26 Oct 2020)
KIRAN KUMAR PATEL
IRN KXP00182
- CF1 Director (AR) (since 28 May 2021)
Karen Ball
IRN KXB01829
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 8 Jun 2021)
Karl Kirkpatrick
IRN KXK00081
- CF1 Director (AR) (since 16 Mar 2022)
Katherine Louise Foster
IRN KXF00031
- CF1 Director (AR) (since 3 Dec 2020)
Kathryn Dimmack
IRN KXD00009
- CF1 Director (AR) (since 2 Oct 2020)
Kevin Gaughan
IRN KXG00301
- CF1 Director (AR) (since 28 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Jonathan Wilcock (no longer appointed)
FRN 1021634 · Appointed 14 Nov 2024 · Until 29 Apr 2025
LBF PLANT & MACHINERY SALES LIMITED (no longer appointed)
FRN 1018470 · Appointed 20 Sep 2024 · Until 11 Jul 2025
EMPIRE COMMERCIAL FINANCE (LONDON) LTD. (no longer appointed)
FRN 821857 · Appointed 23 Jun 2024 · Until 10 Nov 2025
Key Asset Finance Limited (no longer appointed)
FRN 1013591 · Appointed 16 Jun 2024 · Until 10 Jun 2025
BRISTOL CAR SALES LTD (no longer appointed)
FRN 1011768 · Appointed 9 May 2024 · Until 2 May 2025
W E Jameson and Son Limited (no longer appointed)
FRN 1010731 · Appointed 24 Mar 2024 · Until 11 Nov 2024
ALL VAN SALES LTD (no longer appointed)
FRN 1009197 · Appointed 28 Feb 2024 · Until 15 Sep 2025
Randolph Thom Ltd (no longer appointed)
FRN 1007439 · Appointed 21 Feb 2024 · Until 28 Jan 2025
Paul Warren (no longer appointed)
FRN 1003489 · Appointed 24 Oct 2023 · Until 5 Aug 2025
Integrity Asset Finance Ltd (no longer appointed)
FRN 999405 · Appointed 10 Jul 2023 · Until 12 Oct 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.