AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

David John Read
IRN DXR00375
- CF1 Director (AR) (since 31 Aug 2022)
David Paul Quigg
IRN DXQ00011
- CF1 Director (AR) (15 Jun 2022 to 30 Sep 2022)
David Robert Innes
IRN DXI00076
- CF1 Director (AR) (since 12 Feb 2025)
David Stephen Jackson
IRN DXJ00153
- CF1 Director (AR) (1 Jul 2021 to 30 Jun 2022)
David Yitzchak Kopciel
IRN DXK00350
- CF1 Director (AR) (since 22 Jan 2024)
Dean Phillip Smith
IRN DXS01237
- CF1 Director (AR) (since 5 Mar 2026)
Derek Barry Granville
IRN DXG00336
- CF1 Director (AR) (4 Feb 2022 to 20 Oct 2023)
Diogo Vincent Fernandes
IRN DVF01008
- CF1 Director (AR) (since 3 Dec 2020)
Donna Marie Kerr
IRN DXK00231
- CF1 Director (AR) (since 26 Apr 2022)
Douglas John Low
IRN DXL00105
- CF1 Director (AR) (31 Dec 2020 to 23 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.