AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

PHILIP ANDREW CLARK
IRN PXC00271
- CF1 Director (AR) (since 21 Apr 2021)
PHILIP ANTONY HAWKES
IRN PXH00229
- CF1 Director (AR) (13 Jan 2021 to 6 Oct 2025)
PHILIP JOHN MAJOR
IRN PXM00154
- CF1 Director (AR) (since 31 Dec 2020)
PUNITHAGARAN POOPALARETHNAM
IRN PXP00076
- CF1 Director (AR) (since 4 Jan 2021)
Padraig John Connellan
IRN PXC00084
- CF1 Director (AR) (since 8 Dec 2020)
Parveen Sokee
IRN PXS00014
- CF1 Director (AR) (since 18 Sep 2025)
Parvinder Singh
IRN PXS00436
- CF1 Director (AR) (21 Dec 2021 to 20 Jan 2026)
Paul Fletcher
IRN PXF00111
- CF1 Director (AR) (29 Apr 2021 to 9 Feb 2023)
Paul Gray
IRN PXG01861
- CF1 Director (AR) (since 8 Sep 2023)
Paul Kevin Stanley
IRN PKS00004
- CF1 Director (AR) (21 Apr 2021 to 7 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.