AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

RISHI PANCHOLI
IRN RXP00037
- CF1 Director (AR) (26 Oct 2020 to 20 Jan 2026)
ROBERT ANDREW SCOLLICK
IRN RXS00173
- CF1 Director (AR) (since 3 Dec 2020)
ROBERT JOHN HAYNES
IRN RXH00054
- CF1 Director (AR) (6 Nov 2020 to 9 Jan 2025)
ROBERT SCOTT CARTER
IRN RXC00145
- CF1 Director (AR) (since 4 Dec 2020)
Rajinder Chahal
IRN RXC00146
- CF1 Director (AR) (since 3 Dec 2020)
Raymond Neale Wells
IRN RXW00044
- CF1 Director (AR) (since 21 Oct 2020)
Rebecca Alford
IRN RXA54648
- Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2020)
Richard Andrew Swan
IRN RXS11505
- CF1 Director (AR) (since 6 Sep 2024)
Richard David Perry
IRN RDP01079
- CF1 Director (AR) (since 14 Jul 2022)
Richard Leigh Patient
IRN RXP00518
- CF1 Director (AR) (25 Jul 2023 to 28 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.