AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Sarah Jane Lourenco
IRN SXL00547
- CF1 Director (AR) (since 11 Jan 2023)
Sean Geddes
IRN SXG00834
- CF1 Director (AR) (since 14 Oct 2024)
Sean Michael Amato
IRN SXA00003
- CF1 Director (AR) (29 Jan 2021 to 3 Mar 2022)
Sean Thomas Clarke
IRN SXC00076
- CF1 Director (AR) (since 21 Oct 2020)
Simon Andrew Mackie Smith
IRN SXS05155
- CF1 Director (AR) (21 Feb 2024 to 27 Jan 2025)
Simon Charles Metcalfe Beare
IRN SXB01200
- CF1 Director (AR) (since 15 May 2023)
Simon Geoffrey Stanley Welling
IRN SGW01111
- CF1 Director (AR) (since 4 Mar 2026)
Simon Jeremy Hodgson
IRN SXH00685
- CF1 Director (AR) (since 26 Jan 2022)
Stephen David Parkes
IRN SXP00051
- CF1 Director (AR) (since 7 Oct 2020)
Stephen Gomes
IRN SXG00028
- CF1 Director (AR) (since 21 Oct 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.