AFS Compliance Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

STEPHEN LYON
IRN SXL00105
- CF1 Director (AR) (3 Dec 2020 to 16 Mar 2021)
STEPHEN WILLIAM BARKER
IRN SXB00216
- CF1 Director (AR) (since 3 Dec 2020)
STEVEN WILLIAM TIBBS
IRN SXT00039
- CF1 Director (AR) (since 23 Oct 2020)
STUART BARRY PETER PHILLIPS
IRN SXP00143
- CF1 Director (AR) (3 Dec 2020 to 3 Feb 2021)
SUSAN COOPER
IRN SXC00294
- CF1 Director (AR) (since 26 Jan 2021)
Samuel James Michael CLARK
IRN SXC00085
- CF1 Director (AR) (since 26 Oct 2020)
Samuel John Greasley
IRN SXG00924
- CF1 Director (AR) (since 18 Aug 2025)
Sarah Bradwell
IRN SXB02911
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 8 Jun 2021)
- CF1 Director (AR) (since 10 May 2021)
Sarah Jane Davis-Milnes
IRN SXD00850
- CF1 Director (AR) (since 3 Feb 2025)
Sarah Jane Harwood
IRN SXH00036
- CF1 Director (AR) (since 8 Oct 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.