AFH Independent Financial Services Limited

• Principal Place of Business

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

  Web

  https://www.afhwm.co.uk

• Complaints Contact

  AFH House

  Buntsford Drive

  Stoke Heath

  Bromsgrove

  Worcestershire

  B60 4JE

  UNITED KINGDOM

  Phone

  +441527577775

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Donald Woodall

  IRN RDW00016

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
• Roger Paul Van Cleak

  IRN RPV00001

  • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
  • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
• Ronald Arthur Newman

  IRN RAN00014

  • CF30 Customer (14 Nov 2014 to 1 Feb 2017)
• Ronald Paul Busby

  IRN RPB00045

  • CF30 Customer (1 Apr 2015 to 31 Jul 2018)
• Ronald Thomas

  IRN RXT01385

  • CF1 Director (AR) (19 Jun 2007 to 19 Nov 2007)
• Rosemary Catherine Balfour Hunter

  IRN RCH00022

  • CF30 Customer (30 Apr 2013 to 24 Feb 2017)
• Ryan Andrew Robert Richards

  IRN RXR00060

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
• Ryan Paul Nevols

  IRN RXN00124

  • [FCA CF] Client dealing (29 Aug 2023 to 25 Oct 2024)
  • [FCA CF] Functions requiring qualifications (29 Aug 2023 to 25 Oct 2024)
• SOPHIE KAY SNELLING

  IRN SXS00828

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2024)
• Sabrina Sunder

  IRN SXS02165

  • [FCA CF] Functions requiring qualifications (30 Dec 2020 to 1 Apr 2022)
  • [FCA CF] Client dealing (30 Dec 2020 to 1 Apr 2022)

• Mercury House Financial Services Ltd (no longer appointed)

  FRN 467142 · Appointed 25 Apr 2007 · Until 14 Nov 2017

• Holland House Financial Services Ltd (no longer appointed)

  FRN 454723 · Appointed 17 Jul 2006 · Until 31 Mar 2016

• Groucott Moor Financial Services Ltd (no longer appointed)

  FRN 453364 · Appointed 14 Jun 2006 · Until 17 Sep 2018

• PPW Financial Services Ltd (no longer appointed)

  FRN 438180 · Appointed 23 Aug 2005 · Until 3 Jun 2019

• AFH Executive Financial Planning Ltd (no longer appointed)

  FRN 200500 · Appointed 23 Dec 2002 · Until 31 Jul 2007

No changes recorded yet.