Aermont Capital LLP

Date authorised
1 April 2013
Companies House
OC329007
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Broadwick Street
    5th floor
    London
    W1F 8JB
    UNITED KINGDOM
    Phone
    +442031022300
    Web
    https://www.aermont.com

  • Complaints Contact

    30 Broadwick Street
    5th floor
    London
    W1F 8JB
    UNITED KINGDOM
    Phone
    +442031022311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leon Bressler

    IRN LXB01441

    • SMF1 Chief Executive (9 Dec 2019 to 6 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 29 Aug 2024)
    • CF30 Customer (12 Feb 2008 to 8 Dec 2019)
    • CF4 Partner (27 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Sep 2007 to 31 Oct 2007)
    • CF3 Chief Executive (27 Sep 2007 to 8 Dec 2019)
  • Luis Moner Parra

    IRN LXM01347

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
  • Manfred Wiesner

    IRN MXW01327

    • CF4 Partner (2 Apr 2015 to 15 Jul 2015)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2015)
    • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
  • Maxwell Heller

    IRN MXH07502

    • [FCA CF] Client dealing (23 Aug 2021 to 5 Jul 2023)
  • Michael Andrew Simatos

    IRN MXS00501

    • [FCA CF] Significant management (16 Mar 2021 to 6 Jan 2023)
  • Michael Maximilian Sacher

    IRN MMS01128

    • CF30 Customer (19 Apr 2013 to 8 Dec 2019)
  • Miguel Morales

    IRN MXM02886

    • CF30 Customer (19 Sep 2013 to 1 Mar 2014)
  • Mrinal Jalan

    IRN MXJ01353

    • CF30 Customer (24 Aug 2011 to 31 Jul 2015)
  • Nathan Shike

    IRN NXS01550

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (31 Jul 2008 to 8 Dec 2019)
  • Nicholas James Dawson

    IRN NXD00277

    • [FCA CF] Significant management (since 28 Sep 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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