AEGON INVESTMENT SOLUTIONS LTD.

• Principal Place of Business

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashleigh McDade

  IRN AXM00615

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
• Brian Christie

  IRN BXC01751

  • [FCA CF] Significant management (since 9 Dec 2019)
• Cal Adam Doogan

  IRN CXD00531

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2024)
• Carley Dawn Roberts

  IRN CXR81681

  • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 29 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Aug 2021)
• Caroline Susan Forsyth Macefield

  IRN CSM01110

  • CF28 Systems and controls (3 Aug 2016 to 16 Aug 2019)
• Chaitrali Arif

  IRN CXA00112

  • [FCA CF] Manager of certification employee (9 Jan 2024 to 19 Feb 2026)
• Chantelle Lucy Green

  IRN CXG00682

  • [FCA CF] Manager of certification employee (since 20 Apr 2026)
• Charles Martin Garthwaite

  IRN CMG01073

  • CF1 Director (3 Oct 2011 to 20 Dec 2013)
• Charlotte Antonio McIntosh

  IRN CXM81682

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
  • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
• Charlotte Rock

  IRN CXR00182

  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 26 Feb 2024)

No changes recorded yet.