AEGIS MANAGING AGENCY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Graeme Stuart Gareth Tennyson
IRN GST01047
- SMF16 Compliance Oversight (22 Feb 2019 to 24 May 2024)
- SMF3 Executive Director (22 Feb 2019 to 24 May 2024)
- SMF4 Chief Risk (10 Dec 2018 to 24 May 2024)
- SIMF4 Chief Risk Function (25 Nov 2016 to 9 Dec 2018)
Gregory Edward Abel
IRN GXA26293
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 1 Oct 2023)
Hermina Smeets-Flier
IRN HXS01738
- SMF2 Chief Finance (10 Dec 2018 to 30 Nov 2019)
- SIMF2 Chief Finance Function (21 Nov 2016 to 9 Dec 2018)
Jacqueline Fenech
IRN JXF00383
- SMF5 Head of Internal Audit (since 23 Aug 2022)
James Halley
IRN JXH02389
- SIMF2 Chief Finance Function (7 Mar 2016 to 24 Sep 2016)
- CF1 Director (13 Oct 2011 to 6 Mar 2016)
John Edmond Chambers
IRN JEC01084
- SMF3 Executive Director (10 Dec 2018 to 31 Dec 2019)
- CF1 Director (1 Dec 2001 to 9 Dec 2018)
John Stanley Goldsmith
IRN JSG01065
- CF2 Non Executive Director (11 Nov 2008 to 31 Oct 2011)
Jonathan George Gray
IRN JGG01017
- Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
- CF2 Non Executive Director (14 Jan 2016 to 6 Mar 2016)
Katie Wade
IRN KXW77222
- SMF2 Chief Finance (since 20 Aug 2020)
Kerry Williams
IRN KXW00343
- SMF18 Other Overall Responsibility (since 15 May 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.