Date authorised
13 February 2015
Companies House
08905383
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Irving House
    47 Frederick Street
    Birmingham
    B1 3HN
    UNITED KINGDOM
    Phone
    +4408001615854
  • Complaints Contact

    Irving House
    47 Frederick Street
    Birmingham
    B1 3HN
    UNITED KINGDOM
    Phone
    +4408001615854

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Barraclough

    IRN AXB03209

    • CF1 Director (13 Feb 2015 to 10 May 2017)
  • Andrew Ayre

    IRN AXA15927

    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
    • CF1 Director (29 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (29 Jul 2019 to 19 Dec 2019)
  • Cherie Louise Uhrmacher

    IRN CXU00005

    • SMF3 Executive Director (since 1 Sep 2025)
  • Joseph Ayre

    IRN JXA01854

    • SMF3 Executive Director (9 Dec 2019 to 11 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Jul 2023)
    • Responsible for Insurance Mediation (28 Sep 2017 to 30 Sep 2018)
    • CF1 Director (13 Feb 2015 to 8 Dec 2019)
  • Karen Hain

    IRN KXH01663

    • CF10 Compliance Oversight (13 Feb 2015 to 8 Dec 2015)
    • CF29 Significant management (13 Feb 2015 to 8 Dec 2015)
    • Responsible for Insurance Mediation (13 Feb 2015 to 8 Dec 2015)
  • Mark John Potter

    IRN MJP01407

    • SMF3 Executive Director (9 Sep 2022 to 8 Jan 2025)
    • Responsible for Insurance Distribution (9 Sep 2022 to 8 Jan 2025)
  • Neil Morris

    IRN NXM00187

    • SMF3 Executive Director (11 Jun 2021 to 4 Apr 2022)
  • Paul John Naughton

    IRN PXN00160

    • Responsible for Insurance Distribution (since 30 Dec 2024)
    • SMF3 Executive Director (since 30 Dec 2024)
  • Steven Spence

    IRN SXS03271

    • CF1 Director (13 Feb 2015 to 16 Apr 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.