AEA Investors (UK) LLP

Date authorised
1 April 2013
Companies House
OC342002
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A E A Investors UK LLP
    78 Brook Street
    London
    Westminster
    W1K 5EF
    UNITED KINGDOM
    Phone
    +4402076597800

  • Complaints Contact

    A E A Investors UK LLP
    78 Brook Street
    London
    Westminster
    W1K 5EF
    UNITED KINGDOM
    Phone
    +4402076597800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . AEA Investors Management (UK) Limited

    IRN XXA01100

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Feb 2009 to 8 Dec 2019)
  • Alexander James William Hoffman

    IRN AJH01569

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Dec 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Dec 2024)
    • CF4 Partner (27 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2009 to 8 Dec 2019)
  • Axel Walter Holtrup

    IRN AWH01043

    • CF30 Customer (28 May 2013 to 31 Dec 2016)
    • CF4 Partner (18 Apr 2013 to 31 Dec 2016)
  • Brian McCluskie

    IRN BXM01756

    • CF4 Partner (18 Apr 2013 to 20 Aug 2015)
  • John Garcia

    IRN JXG01263

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2022)
    • CF4 Partner (4 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2009 to 8 Dec 2019)
  • John Luis Garcia

    IRN JXG00327

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Martin Strasser

    IRN MXS01429

    • CF30 Customer (4 Feb 2009 to 9 Apr 2013)
    • CF10 Compliance Oversight (4 Feb 2009 to 9 Apr 2013)
  • Paul Williams Soldatos

    IRN PWS01037

    • CF4 Partner (4 Feb 2009 to 8 Jan 2016)
    • CF30 Customer (4 Feb 2009 to 8 Jan 2016)
  • Ramzi Gedeon

    IRN RXG01347

    • SMF16 Compliance Oversight (since 29 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.