Advisory Insurance Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Howard Bulmer
IRN NHB01030
- CF1 Director (AR) (15 Dec 2009 to 12 Oct 2015)
Nicholas John Houghton
IRN NJH01182
- CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
- CF17 Significant Mgt (Other Business Operations) (17 Jul 2006 to 31 Oct 2007)
Nicholas John Long
IRN NJL01093
- CF29 Significant management (27 May 2010 to 5 Jul 2010)
Nicholas Patrick Elliott
IRN NPE01007
- CF1 Director (AR) (5 Oct 2015 to 14 Jul 2017)
Nicholas Simon Rose
IRN NSR01033
- CF2 Non Executive Director (7 Apr 2011 to 7 Apr 2015)
Nicholas Watson
IRN NJW01183
- CF3 Chief Executive (AR) (13 May 2014 to 18 Nov 2015)
Nick Dunn
IRN NXD01266
- CF29 Significant management (15 Jun 2010 to 12 Nov 2010)
Nigel Anthony Clifford Palmer-Minnis
IRN NAP01053
- SMF3 Executive Director (14 Feb 2020 to 15 Jul 2021)
- CF29 Significant management (1 Nov 2007 to 28 Feb 2012)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Nigel Morris
IRN NXM01315
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Mar 2005)
Nigel Peter Mills
IRN NPM00004
- CF29 Significant management (1 Nov 2007 to 28 Feb 2015)
- CF17 Significant Mgt (Other Business Operations) (15 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.