Advisory Insurance Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Edward Minton
IRN MEM00010
- CF29 Significant management (11 Jul 2012 to 18 Feb 2013)
Mark Francis Greenwood
IRN MFG01034
- CF28 Systems and controls (22 Jan 2010 to 31 Dec 2012)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 20 Jun 2006)
Mark Gilliat Rainsford Hannay
IRN MGH01088
- CF1 Director (AR) (14 Jan 2005 to 24 Jan 2017)
Mark Jason Harris
IRN MJH01448
- CF29 Significant management (1 Nov 2007 to 7 Dec 2007)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Mark Nicholas Armitage
IRN MXA01547
- CF29 Significant management (1 Nov 2007 to 5 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
Mark Richard Thomas Pearson
IRN MRP01125
- CF1 Director (AR) (28 Mar 2008 to 6 Jan 2009)
Mark Stephen Mugge
IRN MSM01131
- Responsible for Insurance Mediation (6 Aug 2015 to 28 Jul 2016)
- CF1 Director (13 Jul 2015 to 14 Mar 2018)
- CF1 Director (AR) (14 Apr 2015 to 14 Mar 2018)
Mark Steven Hodges
IRN MSH01039
- CF1 Director (AR) (4 Jun 2014 to 17 Oct 2014)
- CF1 Director (21 Oct 2011 to 17 Oct 2014)
- CF3 Chief Executive (21 Oct 2011 to 17 Oct 2014)
- Responsible for Insurance Mediation (21 Oct 2011 to 17 Oct 2014)
Mark Steven Mead
IRN MSM01076
- CF4 Partner (AR) (6 Sep 2005 to 5 Jul 2010)
Martin John Cardus
IRN MJC01518
- CF29 Significant management (1 Nov 2007 to 22 Aug 2014)
- CF17 Significant Mgt (Other Business Operations) (19 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.