Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan John McEwan
IRN AJM01492
- CF29 Significant management (1 Nov 2007 to 30 Apr 2012)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
Alan John Smith
IRN AJS01536
- CF1 Director (AR) (26 Jul 2006 to 9 Jun 2011)
Alan Joseph Green
IRN AJG01300
- CF1 Director (AR) (20 Sep 2006 to 19 Dec 2013)
Alan Keith Hawkins
IRN AKH01023
- CF1 Director (AR) (14 Jan 2005 to 6 Jan 2010)
Alan Rhodes
IRN AXR01790
- CF1 Director (AR) (22 Nov 2007 to 19 Apr 2011)
Alan Richard House
IRN ARH01136
- CF1 Director (AR) (11 Nov 2015 to 11 Nov 2015)
Alan Simon Mitchell
IRN ASM01164
- CF29 Significant management (1 Nov 2007 to 16 Feb 2009)
- CF17 Significant Mgt (Other Business Operations) (2 Apr 2007 to 31 Oct 2007)
Alan Spivey
IRN AMS01334
- CF29 Significant management (3 Feb 2010 to 16 Jan 2013)
Alan Sumner
IRN AXS12228
- [FCA CF] Significant management (since 2 Apr 2024)
Alastair David Lyons
IRN ADL01047
- CF1 Director (AR) (16 Jan 2015 to 17 Mar 2015)
- CF2 Non Executive Director (8 Apr 2011 to 29 Jun 2015)

Smaller firms operating under this firm's FCA authorisation.

Start Energy Limited (no longer appointed)
FRN 808543 · Appointed 8 May 2018 · Until 24 Dec 2018
FIFTY NORTH GROUP LIMITED (no longer appointed)
FRN 794850 · Appointed 2 May 2018 · Until 12 Nov 2020
BGI Regeneration Ltd (no longer appointed)
FRN 805874 · Appointed 6 Apr 2018 · Until 20 Jun 2019
The Circle Expert Ltd (no longer appointed)
FRN 802026 · Appointed 16 Feb 2018 · Until 24 Dec 2018
MWR Business Solutions Ltd (no longer appointed)
FRN 800847 · Appointed 6 Feb 2018 · Until 24 Dec 2018
UBT (EU) Limited (no longer appointed)
FRN 784175 · Appointed 2 Feb 2018 · Until 13 Jun 2019
CJ International Property Agency Ltd (no longer appointed)
FRN 423582 · Appointed 7 Nov 2017 · Until 28 Apr 2018
Yacht Havens Ltd (no longer appointed)
FRN 713301 · Appointed 12 Sep 2017 · Until 15 Dec 2020
Mr Barry Snashall (no longer appointed)
FRN 744204 · Appointed 21 Aug 2017 · Until 24 Dec 2018
Red Dragon IT Services Limited (no longer appointed)
FRN 767845 · Appointed 16 Aug 2017 · Until 21 Feb 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.