Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Stewart McAra
IRN WSM00002
- CF29 Significant management (31 Mar 2008 to 31 May 2011)
Zoe Ann House
IRN ZAH00004
- CF1 Director (AR) (28 Jun 2012 to 9 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

F M Mackinnon (no longer appointed)
FRN 435387 · Appointed 12 Jul 2005 · Until 30 Nov 2009
Denplan Limited (no longer appointed)
FRN 195821 · Appointed 6 Jul 2005 · Until 2 Nov 2011
H R Thadani & Co (Holdings) Ltd (no longer appointed)
FRN 429571 · Appointed 20 Jun 2005 · Until 15 Aug 2006
Henstent Park Ltd (no longer appointed)
FRN 433747 · Appointed 8 Jun 2005 · Until 6 Sep 2010
Lincolnshire Caravans Ltd (no longer appointed)
FRN 431720 · Appointed 26 Apr 2005 · Until 12 May 2008
Vincent Brothers Ltd (no longer appointed)
FRN 431718 · Appointed 26 Apr 2005 · Until 1 Nov 2016
Chichester Caravans (no longer appointed)
FRN 404222 · Appointed 18 Jan 2005 · Until 6 Oct 2008
Medsale (no longer appointed)
FRN 423281 · Appointed 17 Jan 2005 · Until 13 Dec 2006
J D Wallis (no longer appointed)
FRN 423267 · Appointed 17 Jan 2005 · Until 20 Mar 2006
Jennifer Cunningham Consultancy (no longer appointed)
FRN 423261 · Appointed 17 Jan 2005 · Until 30 Mar 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.