Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Dorothy Wightman
IRN DXW01859
- CF1 Director (AR) (8 Aug 2013 to 25 Jul 2017)
Dorothy Wightman
IRN DXW01551
- CF1 Director (AR) (14 Jan 2005 to 10 Jun 2010)
Douglas James Ritchie
IRN DJR01270
- CF28 Systems and controls (29 Jan 2009 to 15 Jun 2010)
Duncan Rennie
IRN DXR01673
- CF29 Significant management (27 Oct 2011 to 6 Aug 2012)
Duncan Robert McIntosh
IRN DRM01163
- CF17 Significant Mgt (Other Business Operations) (18 Oct 2006 to 15 Dec 2006)
Dylan Wynne Evans
IRN DWE01024
- CF1 Director (AR) (17 May 2011 to 28 Apr 2016)
Edward Gerard Fletcher
IRN EGF01010
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 28 Sep 2007)
Edwin Gareth Gibson Lewis
IRN EGL01017
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 23 Dec 2005)
Elizabeth Ann Sangster
IRN EAS01055
- CF4 Partner (AR) (14 Jan 2005 to 15 Aug 2006)
Emma Louise Simkins
IRN ELS01019
- CF29 Significant management (13 Dec 2007 to 15 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Eloras Bazaar LLP (no longer appointed)
FRN 442459 · Appointed 24 Nov 2005 · Until 23 Jan 2007
Amicus (no longer appointed)
FRN 404717 · Appointed 21 Nov 2005 · Until 8 Dec 2006
Gmb (no longer appointed)
FRN 404718 · Appointed 21 Nov 2005 · Until 1 Feb 2008
Ecobride Ltd (no longer appointed)
FRN 441569 · Appointed 8 Nov 2005 · Until 15 Aug 2006
Visual Impact (UK) Ltd (no longer appointed)
FRN 441336 · Appointed 1 Nov 2005 · Until 31 Jul 2007
Connect Business Finance Ltd (no longer appointed)
FRN 423168 · Appointed 27 Oct 2005 · Until 13 Oct 2007
Andante Freight Ltd (no longer appointed)
FRN 423173 · Appointed 27 Oct 2005 · Until 30 Oct 2006
Foster Yeoman Ltd (no longer appointed)
FRN 441167 · Appointed 27 Oct 2005 · Until 2 Jul 2007
J E Bernard & Co Ltd (no longer appointed)
FRN 419781 · Appointed 27 Oct 2005 · Until 12 Sep 2007
Dinesh Kotecha (no longer appointed)
FRN 432675 · Appointed 27 Oct 2005 · Until 29 Jul 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.