Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Stewart McAra
IRN WSM00002
- CF29 Significant management (31 Mar 2008 to 31 May 2011)
Zoe Ann House
IRN ZAH00004
- CF1 Director (AR) (28 Jun 2012 to 9 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Personal Touch Homes Financial Services (Nuneaton) Ltd (no longer appointed)
FRN 413121 · Appointed 24 Jan 2007 · Until 12 Jun 2011
D & P Asset Management Limited (no longer appointed)
FRN 222039 · Appointed 24 Jan 2007 · Until 26 Mar 2010
Breedon Aggregates England Limited (no longer appointed)
FRN 462972 · Appointed 24 Jan 2007 · Until 25 Jul 2017
Intelligent Solutions (no longer appointed)
FRN 462603 · Appointed 16 Jan 2007 · Until 1 Sep 2008
Hot Ribs Limited (no longer appointed)
FRN 422837 · Appointed 5 Jan 2007 · Until 8 Feb 2008
Specialist Contractors Confederation Ltd (no longer appointed)
FRN 454147 · Appointed 29 Dec 2006 · Until 10 Aug 2007
Oaklands Country Park Ltd (no longer appointed)
FRN 461442 · Appointed 15 Dec 2006 · Until 12 Nov 2020
STA Travel Ltd (no longer appointed)
FRN 406889 · Appointed 13 Dec 2006 · Until 23 Jan 2015
Peter Hill Credit & Financial Risks Ltd (no longer appointed)
FRN 460828 · Appointed 4 Dec 2006 · Until 23 Jul 2007
Neil Shearing (no longer appointed)
FRN 460729 · Appointed 30 Nov 2006 · Until 26 Jul 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.