Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Dorothy Wightman
IRN DXW01859
- CF1 Director (AR) (8 Aug 2013 to 25 Jul 2017)
Dorothy Wightman
IRN DXW01551
- CF1 Director (AR) (14 Jan 2005 to 10 Jun 2010)
Douglas James Ritchie
IRN DJR01270
- CF28 Systems and controls (29 Jan 2009 to 15 Jun 2010)
Duncan Rennie
IRN DXR01673
- CF29 Significant management (27 Oct 2011 to 6 Aug 2012)
Duncan Robert McIntosh
IRN DRM01163
- CF17 Significant Mgt (Other Business Operations) (18 Oct 2006 to 15 Dec 2006)
Dylan Wynne Evans
IRN DWE01024
- CF1 Director (AR) (17 May 2011 to 28 Apr 2016)
Edward Gerard Fletcher
IRN EGF01010
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 28 Sep 2007)
Edwin Gareth Gibson Lewis
IRN EGL01017
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 23 Dec 2005)
Elizabeth Ann Sangster
IRN EAS01055
- CF4 Partner (AR) (14 Jan 2005 to 15 Aug 2006)
Emma Louise Simkins
IRN ELS01019
- CF29 Significant management (13 Dec 2007 to 15 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Commercial Expert Ltd (no longer appointed)
FRN 535294 · Appointed 8 Nov 2010 · Until 13 Oct 2016
Russam GMS Ltd (no longer appointed)
FRN 533933 · Appointed 20 Oct 2010 · Until 7 Jun 2013
PropRT.co.uk Ltd (no longer appointed)
FRN 533946 · Appointed 20 Oct 2010 · Until 27 May 2011
Gold Plaza Properties Ltd (no longer appointed)
FRN 533793 · Appointed 19 Oct 2010 · Until 2 Sep 2012
Punch Partnerships (PTL) Ltd (no longer appointed)
FRN 533090 · Appointed 7 Oct 2010 · Until 13 Nov 2016
Shillingate Ltd (no longer appointed)
FRN 532897 · Appointed 5 Oct 2010 · Until 29 Jul 2013
Barclay-Swann Ltd (no longer appointed)
FRN 532386 · Appointed 24 Sep 2010 · Until 20 Jul 2012
National Accident Helpline Ltd (no longer appointed)
FRN 439072 · Appointed 20 Sep 2010 · Until 15 May 2014
Visionary - Linking Local Sight Loss Charities (no longer appointed)
FRN 531760 · Appointed 16 Sep 2010 · Until 24 Dec 2013
Fleet Efficiency Ltd (no longer appointed)
FRN 503344 · Appointed 10 Sep 2010 · Until 31 Mar 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.