Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Stewart McAra
IRN WSM00002
- CF29 Significant management (31 Mar 2008 to 31 May 2011)
Zoe Ann House
IRN ZAH00004
- CF1 Director (AR) (28 Jun 2012 to 9 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Right2Manage (UK) Ltd (no longer appointed)
FRN 580511 · Appointed 2 May 2012 · Until 27 May 2016
Stavanger Marine & General Services Ltd (no longer appointed)
FRN 579460 · Appointed 16 Apr 2012 · Until 7 Aug 2013
Trafficmaster Limited (no longer appointed)
FRN 579189 · Appointed 10 Apr 2012 · Until 20 Feb 2015
Media 10 Limited (no longer appointed)
FRN 568207 · Appointed 29 Mar 2012 · Until 28 May 2014
Prohire Software Systems Ltd (no longer appointed)
FRN 534462 · Appointed 28 Mar 2012 · Until 6 Nov 2015
Lateral Financial Management Limited (no longer appointed)
FRN 578314 · Appointed 26 Mar 2012 · Until 13 Jan 2014
U-Tax Ltd (no longer appointed)
FRN 578311 · Appointed 26 Mar 2012 · Until 30 May 2013
Viva Costa International Mortgages Limited (no longer appointed)
FRN 578082 · Appointed 22 Mar 2012 · Until 18 Jul 2012
Top 10 Finance Ltd (no longer appointed)
FRN 576539 · Appointed 21 Mar 2012 · Until 1 Jul 2013
British Waterways Marinas Ltd (no longer appointed)
FRN 577618 · Appointed 19 Mar 2012 · Until 12 Nov 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.