Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David John Brailsford
IRN DJB01442
- CF1 Director (AR) (14 Jan 2005 to 30 Jul 2007)
David John Gallacher-Olsson
IRN DJO01069
- CF1 Director (AR) (31 Jul 2008 to 23 Jan 2018)
David John Hamilton
IRN DJH01372
- CF4 Partner (AR) (14 Jan 2005 to 28 Mar 2016)
David John Oliver
IRN DJO01071
- CF1 Director (AR) (27 Oct 2005 to 13 Sep 2007)
David John Robson
IRN DJR01258
- CF1 Director (AR) (31 Jan 2008 to 14 Apr 2009)
David Jonathan Partington
IRN DJP01283
- CF29 Significant management (26 Nov 2007 to 17 Jan 2012)
David Lee
IRN DXL01440
- CF1 Director (AR) (12 Aug 2008 to 14 May 2011)
David Leeson Barlow
IRN DLB01104
- CF1 Director (AR) (23 Feb 2009 to 29 Oct 2021)
David Martin Wrathall
IRN DMW01152
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 6 Oct 2007)
David Michael Iles
IRN DMI01010
- CF17 Significant Mgt (Other Business Operations) (1 Jun 2006 to 31 Dec 2006)

Smaller firms operating under this firm's FCA authorisation.

Right2Manage (UK) Ltd (no longer appointed)
FRN 580511 · Appointed 2 May 2012 · Until 27 May 2016
Stavanger Marine & General Services Ltd (no longer appointed)
FRN 579460 · Appointed 16 Apr 2012 · Until 7 Aug 2013
Trafficmaster Limited (no longer appointed)
FRN 579189 · Appointed 10 Apr 2012 · Until 20 Feb 2015
Media 10 Limited (no longer appointed)
FRN 568207 · Appointed 29 Mar 2012 · Until 28 May 2014
Prohire Software Systems Ltd (no longer appointed)
FRN 534462 · Appointed 28 Mar 2012 · Until 6 Nov 2015
Lateral Financial Management Limited (no longer appointed)
FRN 578314 · Appointed 26 Mar 2012 · Until 13 Jan 2014
U-Tax Ltd (no longer appointed)
FRN 578311 · Appointed 26 Mar 2012 · Until 30 May 2013
Viva Costa International Mortgages Limited (no longer appointed)
FRN 578082 · Appointed 22 Mar 2012 · Until 18 Jul 2012
Top 10 Finance Ltd (no longer appointed)
FRN 576539 · Appointed 21 Mar 2012 · Until 1 Jul 2013
British Waterways Marinas Ltd (no longer appointed)
FRN 577618 · Appointed 19 Mar 2012 · Until 12 Nov 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.