Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Carol Ann Saddington
IRN CAS01156
- CF1 Director (AR) (14 Jan 2005 to 30 Jul 2008)
Carol Morgan
IRN CXM01664
- CF1 Director (AR) (13 May 2014 to 29 Oct 2021)
Carson Pratt
IRN CXP01353
- CF1 Director (AR) (1 Jan 2009 to 8 Dec 2016)
Catherine Elizabeth Lynch
IRN CEL01060
- CF29 Significant management (5 Feb 2016 to 2 Nov 2016)
Cesar Mascaraque Alonso
IRN CXM02205
- CF1 Director (AR) (19 Feb 2013 to 14 Apr 2015)
Charles Cedric Hollinsworth
IRN CCH01046
- CF1 Director (AR) (27 Oct 2005 to 21 Jul 2017)
Charles David Hick
IRN CDH01067
- CF1 Director (AR) (1 Aug 2007 to 8 Aug 2016)
Charles Hayward Bollen
IRN CHB01068
- CF1 Director (AR) (9 Oct 2008 to 21 Jan 2010)
Charles Henry Diccon Earle
IRN CHE01002
- CF2 Non Executive Director (AR) (1 Sep 2014 to 24 Apr 2015)
Charles Ronald Oades
IRN CRO01013
- CF4 Partner (AR) (15 May 2006 to 4 Apr 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.