Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Timothy Brown
IRN TXB00150
- [FCA CF] Significant management (18 Jan 2021 to 18 Nov 2022)
Timothy David Johnson
IRN TDJ01011
- CF1 Director (AR) (27 Sep 2006 to 1 Mar 2007)
- CF3 Chief Executive (14 Jan 2005 to 27 Oct 2005)
- CF1 Director (14 Jan 2005 to 9 Aug 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 27 Oct 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 6 Dec 2005)
Timothy Duncan Philip
IRN TDP00009
- CF1 Director (27 Oct 2005 to 29 Jun 2012)
Timothy Grange Lazenby
IRN TGL01018
- CF17 Significant Mgt (Other Business Operations) (6 Sep 2006 to 2 May 2007)
Timothy Mason Bell
IRN TMB01088
- CF1 Director (AR) (24 Feb 2011 to 25 Jun 2013)
Timothy Stemp
IRN TXS01235
- CF29 Significant management (1 Nov 2007 to 17 Feb 2009)
- CF17 Significant Mgt (Other Business Operations) (20 Dec 2006 to 31 Oct 2007)
Tina Jane Jennings
IRN TJJ01028
- CF29 Significant management (19 Mar 2010 to 11 Aug 2015)
- CF1 Director (AR) (2 Sep 2008 to 8 Jan 2010)
Tony James Lawrence
IRN TJL01088
- CF29 Significant management (1 Nov 2007 to 28 Nov 2014)
- CF17 Significant Mgt (Other Business Operations) (10 Oct 2007 to 31 Oct 2007)
Tony Joseph Gilpin
IRN TJG01091
- CF29 Significant management (14 Mar 2008 to 24 Jul 2015)
Tracy Ann McNelis
IRN TAM01076
- CF4 Partner (AR) (1 Jul 2005 to 2 May 2006)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.