Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Dudley
IRN PXD01453
- CF17 Significant Mgt (Other Business Operations) (15 May 2007 to 5 Oct 2007)
Paul Edwards
IRN PXE01206
- CF29 Significant management (5 Dec 2011 to 10 Aug 2015)
Paul Featherstone
IRN PXF01222
- CF29 Significant management (1 Nov 2011 to 13 May 2014)
Paul Francis Dyer
IRN PFD00008
- CF2 Non Executive Director (25 Jan 2006 to 20 Oct 2011)
- CF1 Director (14 Jan 2005 to 25 Jan 2006)
Paul Gerald John Lucas
IRN PGL01031
- CF3 Chief Executive (AR) (23 Oct 2006 to 6 Dec 2007)
- CF1 Director (AR) (23 Oct 2006 to 6 Dec 2007)
Paul John Dilley
IRN PJD01169
- Responsible for Insurance Distribution (1 Oct 2018 to 8 Oct 2018)
- Responsible for Insurance Mediation (20 Apr 2017 to 30 Sep 2018)
- CF3 Chief Executive (20 Apr 2017 to 8 Oct 2018)
Paul John Jewell
IRN PJJ01094
- CF29 Significant management (12 Jan 2015 to 15 Jan 2016)
Paul John Robert Steffens
IRN PJS01333
- CF29 Significant management (1 Nov 2007 to 9 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (10 Jan 2006 to 31 Oct 2007)
Paul Jonathan Watts
IRN PJW01324
- CF29 Significant management (26 Jul 2012 to 14 Dec 2012)
Paul Masters
IRN PXM02214
- CF29 Significant management (16 Nov 2011 to 16 May 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.