Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alex Douglas Alway
IRN ADA00002
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (8 Apr 2019 to 8 Dec 2019)
Alexander John David Fletton
IRN AJF01259
- CF29 Significant management (16 May 2016 to 17 May 2018)
Alexander McAusland
IRN AXM02664
- CF29 Significant management (24 Dec 2008 to 18 Apr 2014)
Alexandra Jane Coleman
IRN AJC01525
- CF29 Significant management (9 Aug 2010 to 8 Jan 2015)
Alison Hogan
IRN AXH02073
- CF28 Systems and controls (9 Apr 2010 to 7 Dec 2012)
Amanda Jayne Blanc
IRN AJB01483
- CF1 Director (16 Aug 2007 to 13 Feb 2011)
- CF17 Significant Mgt (Other Business Operations) (2 Mar 2006 to 16 Aug 2007)
Amanda Walton
IRN AXW01939
- CF29 Significant management (2 Apr 2012 to 8 May 2015)
Andrew Alexander Jamieson
IRN AAJ01021
- CF1 Director (AR) (21 Dec 2006 to 6 Jul 2007)
Andrew Charles Homer
IRN ACH01049
- CF2 Non Executive Director (3 Nov 2011 to 2 Apr 2015)
- CF8 Apportionment and Oversight (27 Oct 2005 to 31 Mar 2009)
- CF1 Director (27 Oct 2005 to 3 Nov 2011)
- CF3 Chief Executive (27 Oct 2005 to 3 Nov 2011)
- Responsible for Insurance Mediation (27 Oct 2005 to 3 Nov 2011)
Andrew Christopher Smith
IRN ACS01159
- CF1 Director (AR) (14 Jan 2005 to 27 Feb 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.