Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Harold Edward Collins
IRN HEC01015
- CF1 Director (AR) (14 Jan 2005 to 15 Sep 2005)
Hazel Norman
IRN HXN01079
- Responsible for Insurance Mediation (14 Jan 2005 to 13 May 2005)
- CF4 Partner (AR) (14 Jan 2005 to 13 May 2005)
Helen Joanne Atkinson
IRN HJA01016
- CF1 Director (AR) (14 Jan 2005 to 25 Mar 2016)
Hugh Alexander Ballantyne
IRN HAB01035
- CF1 Director (AR) (8 Oct 2010 to 29 Oct 2021)
Hugh Patrick Daly
IRN HPD01007
- CF4 Partner (AR) (14 Jan 2005 to 15 Sep 2005)
Humphrey William Battcock
IRN HWB01013
- CF2 Non Executive Director (28 Mar 2011 to 7 Apr 2015)
Huw Scott Williams
IRN HSW01027
- SMF7 Group Entity Senior Manager (since 28 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 28 Sep 2022)
- SMF2 Chief Finance (9 Dec 2019 to 28 Sep 2022)
- CF1 Director (27 Nov 2019 to 8 Dec 2019)
- CF29 Significant management (14 Sep 2018 to 5 Dec 2019)
Iain Richard Picton Laws
IRN IRL01010
- CF29 Significant management (20 Apr 2018 to 8 Dec 2019)
Ian Charles Franks
IRN ICF01014
- CF1 Director (AR) (7 Dec 2010 to 10 Nov 2021)
Ian Clive James
IRN ICJ01010
- CF1 Director (AR) (21 Aug 2009 to 12 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.