Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Denise Mary Pullin
IRN DMP01092
- CF1 Director (AR) (14 Jan 2005 to 26 Mar 2015)
Dennis Frederick Waller
IRN DFW01032
- CF1 Director (AR) (14 Jan 2005 to 10 Jul 2008)
Derek George William Lyons
IRN DGL00017
- CF29 Significant management (12 May 2008 to 6 Aug 2015)
Derek John Coles
IRN DJC01278
- SMF18 Other Overall Responsibility (9 Dec 2019 to 16 Aug 2020)
- CF29 Significant management (3 Jan 2019 to 8 Dec 2019)
Dev Gopalan
IRN DXG01778
- CF2 Non Executive Director (15 May 2015 to 31 Dec 2015)
- CF2 Non Executive Director (AR) (21 Apr 2015 to 31 Dec 2015)
Diane Cougill
IRN DXC01452
- SMF7 Group Entity Senior Manager (since 9 Dec 2019)
- CF1 Director (2 Oct 2018 to 8 Dec 2019)
Dominic Beattie
IRN DXB00880
- [FCA CF] Significant management (21 Aug 2023 to 24 Jul 2025)
Dominic Rodi
IRN DXR01622
- CF1 Director (AR) (10 Aug 2010 to 19 Mar 2013)
Doreen Myrtle Roberts
IRN DMR01102
- CF4 Partner (AR) (14 Jan 2005 to 23 Sep 2016)
Dorothy Mary Ford
IRN DMF01063
- CF1 Director (AR) (4 Oct 2006 to 1 Mar 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.