Advisory Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Stewart McAra
IRN WSM00002
- CF29 Significant management (31 Mar 2008 to 31 May 2011)
Zoe Ann House
IRN ZAH00004
- CF1 Director (AR) (28 Jun 2012 to 9 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Alexander Wilkie Ltd (no longer appointed)
FRN 607633 · Appointed 9 May 2014 · Until 29 Jan 2015
PG&E Professional Services Limited (no longer appointed)
FRN 622598 · Appointed 2 May 2014 · Until 11 Dec 2016
Lakeland Leisure Estates Ltd (no longer appointed)
FRN 415207 · Appointed 29 Apr 2014 · Until 1 Nov 2021
Learchild Limited (no longer appointed)
FRN 621623 · Appointed 22 Apr 2014 · Until 27 May 2015
Border Environmental Services Limited (no longer appointed)
FRN 621603 · Appointed 17 Apr 2014 · Until 3 Apr 2016
Wintersgill Associates Limited (no longer appointed)
FRN 621133 · Appointed 14 Apr 2014 · Until 31 Jul 2015
Haartwells Limited (no longer appointed)
FRN 620749 · Appointed 9 Apr 2014 · Until 17 Jun 2015
Arista Insurance Ltd (no longer appointed)
FRN 459593 · Appointed 8 Apr 2014 · Until 3 Jul 2018
Middlers Ltd (no longer appointed)
FRN 617929 · Appointed 19 Mar 2014 · Until 31 Jul 2015
Companeo Limited (no longer appointed)
FRN 483876 · Appointed 19 Mar 2014 · Until 1 Jun 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.