ADVENT SOLUTIONS MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Elizabeth Caroline Fisher
IRN EXF00144
- [FCA CF] Significant management (since 1 Jun 2023)
Erin Wyn Bentley
IRN EXB00462
- CF1 Director (AR) (since 8 Dec 2025)
Fiona Marie O'Connor
IRN FXM00107
- [FCA CF] Significant management (since 21 Mar 2021)
Frank Roger Levene
IRN FRL01013
- CF1 Director (AR) (25 Apr 2012 to 1 Nov 2013)
Frederick John George Sparrow
IRN FXS00140
- CF1 Director (AR) (since 28 Oct 2022)
George Pennell Ingram
IRN GPI01008
- CF1 Director (AR) (13 Jan 2016 to 9 Nov 2018)
Gethin Huw Jones
IRN GXJ09417
- CF1 Director (AR) (17 Dec 2018 to 31 Dec 2025)
Gregory Gregoriou
IRN GXG01347
- CF1 Director (AR) (22 Apr 2009 to 15 Mar 2023)
Gregory Parker
IRN GXP01460
- CF1 Director (AR) (13 Apr 2011 to 15 Mar 2023)
Hannah Michelle Williams
IRN HMW01039
- CF30 Customer (8 Jan 2014 to 4 Aug 2014)

Smaller firms operating under this firm's FCA authorisation.

Newark Lettings Ltd (no longer appointed)
FRN 799611 · Appointed 25 Jan 2018 · Until 26 Mar 2019
Caplets Ltd (no longer appointed)
FRN 468218 · Appointed 25 Jan 2018 · Until 26 Mar 2019
RCMS Investments Ltd (no longer appointed)
FRN 611236 · Appointed 25 Jan 2018 · Until 26 Mar 2019
Casement Ventures Ltd (no longer appointed)
FRN 609074 · Appointed 25 Jan 2018 · Until 15 Feb 2019
L M Trading Ltd (no longer appointed)
FRN 491225 · Appointed 25 Jan 2018 · Until 26 Mar 2019
JSAC LTD (no longer appointed)
FRN 746157 · Appointed 25 Jan 2018 · Until 15 Feb 2019
leathley Management Ltd (no longer appointed)
FRN 714027 · Appointed 25 Jan 2018 · Until 26 Mar 2019
Didsbury and Chorlton Ltd (no longer appointed)
FRN 534905 · Appointed 25 Jan 2018 · Until 26 Mar 2019
Dimittere Limited (no longer appointed)
FRN 799585 · Appointed 25 Jan 2018 · Until 26 Mar 2019
David James Lettings Ltd (no longer appointed)
FRN 501054 · Appointed 25 Jan 2018 · Until 5 Nov 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.