ADVENT SOLUTIONS MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Wayne Jeffrey Rowland
IRN WJR01061
- [FCA CF] Significant management (26 Mar 2021 to 7 Oct 2021)
William Martin Robinson
IRN WMR01006
- CF1 Director (AR) (6 Mar 2013 to 13 Mar 2014)
Zahid Naqvi
IRN ZXN01028
- CF1 Director (AR) (22 Nov 2012 to 13 Mar 2020)

Smaller firms operating under this firm's FCA authorisation.

Northwood (Cumbria) Ltd (no longer appointed)
FRN 487528 · Appointed 16 May 2018 · Until 25 Apr 2019
CHARMINSTER 2018 LIMITED (no longer appointed)
FRN 808615 · Appointed 9 May 2018 · Until 26 Mar 2019
Northwood (Leicester) Limited (no longer appointed)
FRN 453431 · Appointed 21 Mar 2018 · Until 5 Nov 2018
Mather Marshall Lettings (no longer appointed)
FRN 472201 · Appointed 5 Mar 2018 · Until 26 Mar 2019
Statera International Limited (no longer appointed)
FRN 803246 · Appointed 2 Mar 2018 · Until 10 Aug 2020
TokyoBike London Limited (no longer appointed)
FRN 801843 · Appointed 15 Feb 2018 · Until 26 Mar 2019
H2 Aldersgate Ltd (no longer appointed)
FRN 801830 · Appointed 15 Feb 2018 · Until 26 Mar 2019
First Class Southampton Ltd (no longer appointed)
FRN 608517 · Appointed 26 Jan 2018 · Until 26 Mar 2019
AUDREY FENTON EVENTS LIMITED (no longer appointed)
FRN 799824 · Appointed 26 Jan 2018 · Until 26 Mar 2019
Lucking Estates Ltd (no longer appointed)
FRN 408663 · Appointed 26 Jan 2018 · Until 26 Mar 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.