ADVENT SOLUTIONS MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Wayne Jeffrey Rowland
IRN WJR01061
- [FCA CF] Significant management (26 Mar 2021 to 7 Oct 2021)
William Martin Robinson
IRN WMR01006
- CF1 Director (AR) (6 Mar 2013 to 13 Mar 2014)
Zahid Naqvi
IRN ZXN01028
- CF1 Director (AR) (22 Nov 2012 to 13 Mar 2020)

Smaller firms operating under this firm's FCA authorisation.

Lewis Williams Residential Lettings (no longer appointed)
FRN 411618 · Appointed 31 Jul 2013 · Until 15 Feb 2016
David McLennan (no longer appointed)
FRN 601554 · Appointed 23 May 2013 · Until 20 Sep 2013
JP and Brimelow (Lettings & Property Management) Limited (no longer appointed)
FRN 600326 · Appointed 29 Apr 2013 · Until 29 Jan 2016
ECM Management Limited (no longer appointed)
FRN 470299 · Appointed 28 Mar 2013 · Until 4 Jul 2014
John Alongi (no longer appointed)
FRN 597222 · Appointed 13 Mar 2013 · Until 5 Nov 2018
Braemar Estates Limited (no longer appointed)
FRN 467545 · Appointed 1 Feb 2013 · Until 13 Mar 2014
GB UK Services Limited (no longer appointed)
FRN 501803 · Appointed 2 Jan 2013 · Until 17 Mar 2016
Bondsave Limited (no longer appointed)
FRN 590720 · Appointed 2 Nov 2012 · Until 14 Jun 2013
Custodian Management Limited (no longer appointed)
FRN 587942 · Appointed 11 Sep 2012 · Until 13 Mar 2020
Raspberry Lettings (no longer appointed)
FRN 585321 · Appointed 26 Jul 2012 · Until 30 Apr 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.