ADVENT SOLUTIONS MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Wayne Jeffrey Rowland
IRN WJR01061
- [FCA CF] Significant management (26 Mar 2021 to 7 Oct 2021)
William Martin Robinson
IRN WMR01006
- CF1 Director (AR) (6 Mar 2013 to 13 Mar 2014)
Zahid Naqvi
IRN ZXN01028
- CF1 Director (AR) (22 Nov 2012 to 13 Mar 2020)

Smaller firms operating under this firm's FCA authorisation.

ADAB Ltd (no longer appointed)
FRN 435345 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Horan Properties Ltd (no longer appointed)
FRN 433926 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Jenlee Ltd (no longer appointed)
FRN 484355 · Appointed 29 Dec 2016 · Until 26 Mar 2019
BRRD Ltd (no longer appointed)
FRN 408915 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Keywood Mansfield Ltd (no longer appointed)
FRN 624787 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Kipod (no longer appointed)
FRN 729330 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Bourke and Stewart Ltd (no longer appointed)
FRN 609141 · Appointed 29 Dec 2016 · Until 25 Apr 2019
L R Marchbanks Ltd (no longer appointed)
FRN 729427 · Appointed 29 Dec 2016 · Until 26 Mar 2019
Lewis Stuart Ltd (no longer appointed)
FRN 555182 · Appointed 29 Dec 2016 · Until 15 Feb 2019
M & J Carter Ltd (no longer appointed)
FRN 607796 · Appointed 29 Dec 2016 · Until 26 Mar 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.