Advent Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Paul Sutcliffe
IRN JPS01168
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
Neville John Statham
IRN NJS01155
- CF1 Director (AR) (since 28 Feb 2025)
- SMF3 (AR) Executive Director function (since 27 Nov 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Sarah Lindley Walker
IRN SXW42611
- [FCA CF] Significant management (since 9 Dec 2019)
Tracie Jane McCool
IRN TJM01148
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Advent Broker Services Ltd
FRN 1004217 · Appointed 27 Nov 2023
Insure Homes Limited
FRN 405100 · Appointed 14 Jan 2005
Insure Homes Direct Limited (no longer appointed)
FRN 405101 · Appointed 14 Jan 2005 · Until 29 Jul 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.