Date authorised
1 April 2013
Companies House
03773673
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 7
    Acorn Business Park
    Moss Road
    Grimsby
    South Humberside
    DN32 0LW
    UNITED KINGDOM
    Phone
    +4401472233200
  • Complaints Contact

    Unit 7
    Acorn Business Park
    Moss Road
    Grimsby
    South Humberside
    DN32 0LW
    UNITED KINGDOM
    Phone
    +4401472233200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Werner

    IRN KDW01043

    • SMF1 Chief Executive (since 19 Jan 2024)
    • SMF3 Executive Director (since 19 Jan 2024)
  • Keith James Charlton

    IRN KJC01095

    • Responsible for Insurance Distribution (since 16 Sep 2024)
    • SMF16 Compliance Oversight (since 22 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2020)
    • CF10 Compliance Oversight (6 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Lee Gibson

    IRN LXG00210

    • [FCA CF] Significant management (since 28 Mar 2022)
  • Lisa Dunn

    IRN LXD00141

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Lisa Reynolds

    IRN LXR00113

    • [FCA CF] Significant management (12 Nov 2020 to 28 Jan 2022)
  • Lorna Swallow

    IRN LXS00420

    • [FCA CF] Significant management (since 18 Jul 2022)
  • Louise Hewitt

    IRN LXH00227

    • [FCA CF] Significant management (since 25 Nov 2020)
  • Lynn Downing

    IRN LXD00140

    • SMF3 Executive Director (since 19 Dec 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Marina Hilling

    IRN MXH00618

    • [FCA CF] Significant management (16 Aug 2021 to 27 Mar 2023)
  • Martin Graham Sizer

    IRN MGS01102

    • CF1 Director (14 Jan 2005 to 1 May 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.