Advanced Markets (UK) Limited

• Principal Place of Business

  1, Unit 5

  52-56 Bermondsey Street

  London

  SE1 3UD

  UNITED KINGDOM

  Phone

  +442045583757

  Web

  https://www.advancedmarkets.com

• Complaints Contact

  1, Unit 5

  52-56 Bermondsey Street

  London

  SE1 3UD

  UNITED KINGDOM

  Phone

  +442045583564

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmed Ali Hassan Atteya

  IRN AXA00581

  • SMF3 Executive Director (3 Jul 2023 to 8 Apr 2025)
  • SMF16 Compliance Oversight (16 Jun 2022 to 16 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2022 to 1 Jul 2024)
• Anthony Brocco

  IRN AXB04049

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (10 Apr 2018 to 8 Dec 2019)
  • CF1 Director (10 Apr 2018 to 8 Dec 2019)
• FARMIENA BAKSH

  IRN FXB01533

  • [FCA CF] CASS oversight function (9 Dec 2019 to 4 Mar 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 4 Mar 2022)
  • CF11 Money Laundering Reporting (10 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Apr 2018 to 8 Dec 2019)
  • CF1 Director (10 Apr 2018 to 8 Dec 2019)
• Geoffrey Gooch

  IRN GXG08116

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (27 Nov 2018 to 8 Dec 2019)
• James Roddy

  IRN JXR01567

  • [FCA CF] Client dealing (since 13 Feb 2025)
• Michael Robinson Cairns

  IRN MRC01180

  • SMF3 Executive Director (26 May 2022 to 30 Jan 2024)
  • CF29 Significant management (12 Nov 2018 to 8 Dec 2019)
• Natallia Hunik

  IRN NXH01444

  • SMF3 Executive Director (9 Dec 2019 to 23 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2021)
  • CF1 Director (1 Oct 2019 to 8 Dec 2019)
• Oksana Remez

  IRN OXR00081

  • [FCA CF] Client dealing (since 3 Jan 2025)
• Shobin Mathew Simon

  IRN SXS09414

  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Sunita Sabrina Mistry

  IRN SXM01239

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2024)
  • SMF16 Compliance Oversight (since 9 Feb 2023)

No changes recorded yet.