Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3700ParksideBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4403303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Bayfield
IRN SXB03722
- (894)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (895)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (896)CF1 Director (AR) (since 15 Feb 2018)
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Simon Blake
IRN SXB02247
- (542)Appointed representative dealing with clients for which they require qualification (26 Aug 2020 to 14 Feb 2022)
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Simon David Embley
IRN SDE01021
- (1456)CF1 Director (AR) (2 Aug 2022 to 4 Nov 2025)
- (1457)CF1 Director (26 Nov 2010 to 8 May 2014)
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Simon David Kipling
IRN SDK01044
- (734)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (735)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (736)CF1 Director (AR) (since 16 Dec 2009)
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Simon Durant
IRN SXD00193
- (1294)Appointed representative dealing with clients for which they require qualification (15 Jan 2021 to 6 Aug 2021)
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Simon Gary Breakspear
IRN SGB00010
- (923)[FCA CF] Significant management (14 May 2023 to 7 May 2026)
- (922)SMF18 Other Overall Responsibility (1 Apr 2021 to 1 Apr 2023)
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Simon James Patrick Halliday
IRN SXH01095
- (1032)Appointed representative dealing with clients for which they require qualification (28 Mar 2024 to 23 Jan 2025)
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Simon Jarman
IRN SXJ00101
- (212)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (213)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Simon Keith Briscoe
IRN SKB01044
- (412)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (413)Appointed representative dealing with clients for which they require qualification (since 12 Feb 2024)
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Simon Martin Harvey-Oates
IRN SMH01117
- (934)CF1 Director (AR) (26 Aug 2008 to 13 Aug 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (510)Appointed representative dealing with clients for which they require qualification
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controlled function added: (509)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (508)[FCA CF] Significant management
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controlled function added: (507)Appointed representative dealing with clients for which they require qualification
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controlled function added: (506)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (505)Appointed representative dealing with clients for which they require qualification
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controlled function added: (1453)CF4 Partner (AR)
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controlled function added: (504)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (503)Appointed representative dealing with clients for which they require qualification
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controlled function added: (502)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose