Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3700ParksideBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4403303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Penelope Jane Bradfield Jones
IRN PXB25882
- (1278)Appointed representative dealing with clients for which they require qualification (12 Oct 2021 to 21 Dec 2021)
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Peng Chen
IRN PXC00705
- (978)Appointed representative dealing with clients for which they require qualification (7 Jul 2025 to 8 Dec 2025)
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Peter Aidan James Moody
IRN PAM01205
- (87)CF1 Director (AR) (31 Oct 2004 to 4 Jan 2008)
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Peter Barnett
IRN PXB00196
- (733)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Nov 2020)
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Peter Beverley Douglas May
IRN PBM01055
- (531)Appointed representative dealing with clients for which they require qualification (9 Oct 2020 to 9 Oct 2020)
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Peter Charles Logan
IRN PCL01036
- (331)CF1 Director (AR) (3 Jun 2009 to 19 Oct 2011)
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Peter Chattey
IRN PXC00315
- (87)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (88)Appointed representative dealing with clients for which they require qualification (since 5 Sep 2024)
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Peter Crossley
IRN PXC00046
- (389)CF1 Director (AR) (6 Sep 2011 to 16 Aug 2013)
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Peter Damion Hatton
IRN PDH01128
- (302)CF1 Director (AR) (23 Jun 2009 to 6 Jan 2011)
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Peter Dickson
IRN PXD00327
- (604)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (605)Appointed representative dealing with clients for which they require qualification (since 30 Apr 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Jacqueline Hazel Gooderson (no longer appointed)
FRN 502618 · Appointed 22 Jun 2009 · Until 30 Jun 2017
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Cable Financial Services Ltd (no longer appointed)
FRN 502449 · Appointed 16 Jun 2009 · Until 16 Aug 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1110)SMF18 Other Overall Responsibility
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controlled function added: (1109)Responsible for Insurance Distribution
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controlled function added: (1108)Responsibility for MCD Intermediation
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controlled function added: (1107)SMF2 Chief Finance
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controlled function added: (1106)SMF9 Chair of the Governing Body
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controlled function added: (1105)SMF10 Chair of the Risk Committee
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controlled function added: (1104)SMF11 Chair of the Audit Committee
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controlled function added: (1103)SMF5 Head of Internal Audit
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controlled function added: (1102)SMF24 Chief Operations
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controlled function added: (1101)CF1 Director (AR)