Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3700ParksideBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4403303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas John Cuffe
IRN NXC00218
- (1384)Appointed representative dealing with clients for which they require qualification (8 Sep 2021 to 20 Jun 2025)
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Nicholas Johnson
IRN NXJ00056
- (1230)Appointed representative dealing with clients for which they require qualification (23 Dec 2024 to 13 Jan 2025)
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Nicholas Robert Cowell
IRN NRC01043
- (574)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Aug 2024)
- (575)CF1 Director (AR) (30 May 2008 to 2 Aug 2024)
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Nick James Louis
IRN NXL00026
- (834)Appointed representative dealing with clients for which they require qualification (24 Dec 2020 to 30 Aug 2024)
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Nick Plappert
IRN NXP00068
- (1408)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2024)
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Nick Smith
IRN NXS00129
- (823)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Feb 2023)
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Nicola Hunt
IRN NXH00116
- (1151)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jul 2025)
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Nicola Jane Ann Huxley
IRN NJS00059
- (981)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (982)Appointed representative dealing with clients for which they require qualification (since 24 Jun 2022)
- (983)CF1 Director (AR) (since 4 Jan 2013)
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Nicola Speight
IRN NXB00113
- (210)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (211)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Nicole Jeffery
IRN NXJ00145
- (1059)Appointed representative dealing with clients for which they require qualification (14 Mar 2023 to 6 Sep 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Grosvenor Waterford Ltd (no longer appointed)
FRN 499979 · Appointed 24 Apr 2009 · Until 30 Apr 2014
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Birmingham Financial Services Ltd (no longer appointed)
FRN 499941 · Appointed 24 Apr 2009 · Until 15 Dec 2009
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Equity Mortgage Finance Ltd (no longer appointed)
FRN 499973 · Appointed 24 Apr 2009 · Until 17 Aug 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (481)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (480)Appointed representative dealing with clients for which they require qualification
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controlled function added: (479)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (478)Appointed representative dealing with clients for which they require qualification
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controlled function added: (477)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (476)Appointed representative dealing with clients for which they require qualification
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controlled function added: (475)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (474)Appointed representative dealing with clients for which they require qualification
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controlled function added: (473)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (472)Appointed representative dealing with clients for which they require qualification