Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3700ParksideBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4403303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Charles Weir Strattan
IRN RCS01041
- (411)CF1 Director (AR) (28 Jun 2021 to 10 Aug 2022)
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Richard Daniel Forgione
IRN RDF01038
- (1202)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Dec 2023)
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Richard Darley Atkinson
IRN RDA01033
- (53)CF1 Director (AR) (31 Oct 2004 to 5 Jul 2005)
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Richard Fitzpatrick
IRN RXF00067
- (301)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (302)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Richard Hayward
IRN RXH01533
- (110)CF4 Partner (AR) (2 Jun 2011 to 31 Oct 2011)
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Richard Hopkin
IRN RXH01854
- (682)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (683)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (684)CF1 Director (AR) (since 12 Aug 2011)
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Richard Ian Wynn
IRN RIW01031
- (188)CF1 Director (AR) (4 Apr 2018 to 26 Sep 2019)
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Richard James Howells
IRN RJH00047
- (892)SMF3 Executive Director (since 31 Jan 2024)
- (893)SMF1 Chief Executive (since 31 Jan 2024)
- (1191)Responsible for Insurance Distribution (26 Jul 2024 to 2 Jan 2025)
- (1190)Responsibility for MCD Intermediation (26 Jul 2024 to 2 Jan 2025)
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Richard James Murphy
IRN RXM00831
- (1057)Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 30 Sep 2023)
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Richard James Willan
IRN RJW01329
- (1302)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2022)
- (1303)CF1 Director (AR) (21 Dec 2018 to 30 Jun 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Cotswold Mortgage Broker Ltd (no longer appointed)
FRN 597098 · Appointed 12 Mar 2013 · Until 17 Feb 2023
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Engaged Solutions Limited (no longer appointed)
FRN 591955 · Appointed 27 Nov 2012 · Until 30 Mar 2016
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (491)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (490)Appointed representative dealing with clients for which they require qualification
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controlled function added: (489)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (488)Appointed representative dealing with clients for which they require qualification
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controlled function added: (487)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (486)Appointed representative dealing with clients for which they require qualification
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controlled function added: (485)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (484)Appointed representative dealing with clients for which they require qualification
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controlled function added: (483)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (482)Appointed representative dealing with clients for which they require qualification