ADM Investor Services International Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
A D M Invester ServicesThe Minster Building21 Mincing LaneLondonCity Of LondonEC3R 7AGUNITED KINGDOM- Phone
- +4402077168161
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Complaints Contact
A D M Invester ServicesThe Minster Building21 Mincing LaneLondonCity Of LondonEC3R 7AGUNITED KINGDOM- Phone
- +4402077168161
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terry Kelvin Muskett
IRN TKM01008
- CF26 Customer Trading (9 Aug 2004 to 7 Oct 2004)
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Terry Robert Gill
IRN TXG00228
- [FCA CF] Client dealing (10 Aug 2023 to 5 Jan 2024)
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Thaisa Colombo
IRN TXC01509
- CF30 Customer (2 Jan 2015 to 29 Feb 2016)
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Thomas Kadlec
IRN TXK01280
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Jul 2022)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jul 2022)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Jul 2022)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 1 Jul 2022)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Jul 2022)
- CF2 Non Executive Director (2 Oct 2009 to 8 Dec 2019)
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Thomas Ralph Pink
IRN TRP01033
- CF30 Customer (6 Feb 2008 to 31 Dec 2008)
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Thomas Stephen Hall
IRN TSH01036
- CF30 Customer (1 Nov 2007 to 18 Dec 2007)
- CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2007 to 31 Oct 2007)
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Timothy Bullman
IRN TJB01122
- CF26 Customer Trading (7 May 2004 to 6 Feb 2006)
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Timothy Darren Hammond
IRN TDH01036
- CF26 Customer Trading (31 Mar 2004 to 1 Jun 2004)
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Timothy Peter Noest
IRN TPN01012
- CF30 Customer (1 Nov 2007 to 25 Jan 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Timothy Sean Slate
IRN TSS01014
- CF26 Customer Trading (12 Feb 2003 to 3 Jun 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.