Date authorised
1 April 2013
Companies House
08107294
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building Level 30
    122 Leadenhall Street
    London
    EC3V 4AB
    ENGLAND
    Phone
    +4402045706102
  • Complaints Contact

    The Leadenhall Building Level 30
    122 Leadenhall Street
    London
    EC3V 4AB
    ENGLAND
    Phone
    +4402045706102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Edward Bowcock

    IRN DEB01066

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2024)
  • Helen Margaret Withers

    IRN HXW00233

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2024)
  • John Garrard

    IRN JXG01944

    • CF1 Director (AR) (3 Sep 2020 to 1 Mar 2021)
  • Jonathan Charles May

    IRN JCM01293

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2024)
  • Michael Richard Fenton

    IRN MRF01020

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2024)
  • Neil James Huzinga

    IRN NJH01153

    • CF1 Director (AR) (since 13 Feb 2025)
  • Peter Wellden

    IRN PXW01422

    • SMF3 Executive Director (20 Jun 2021 to 1 Apr 2022)
    • Responsible for Insurance Distribution (20 Jun 2021 to 1 Apr 2022)
  • Richard Christopher Finan

    IRN RCF01041

    • SMF3 Executive Director (since 23 May 2024)
    • Responsible for Insurance Distribution (since 23 May 2024)
  • Robert William Amphlett

    IRN RWA01022

    • CF1 Director (AR) (9 Apr 2015 to 1 Sep 2020)
  • SIMON ANDREW JACKSON

    IRN SAJ01070

    • SMF3 Executive Director (9 Dec 2019 to 20 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 20 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 May 2024)
    • CF10 Compliance Oversight (2 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
    • CF1 Director (2 Jan 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.