Acton Financial Management

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bryn Celyn
    Castletown Road
    Moss
    Wrexham
    LL11 6DW
    UNITED KINGDOM
    Phone
    +447707707877
    Web
    https://www.actonifa.com

  • Complaints Contact

    Bryn Celyn
    Castletown Road
    Moss
    Wrexham
    LL11 6DW
    UNITED KINGDOM
    Phone
    +447707707877

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Marguerite Jeffreys-Fennah

    IRN AMJ00034

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 20 Dec 2012)
  • Kevin Lawrence Bennett

    IRN KLB00002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2026)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
  • Mark Peter Collins

    IRN MPC00030

    • CF22 Investment Adviser (Trainee) (19 Mar 2003 to 15 Jan 2004)
  • Michael Andrew Thompson

    IRN MAT00007

    • CF21 Investment Adviser (20 Mar 2003 to 13 Dec 2006)
  • Timothy Phillip Roberts

    IRN TPR01027

    • [FCA CF] Functions requiring qualifications (5 Nov 2020 to 7 Nov 2025)
    • [PRA CF] Key function holder (5 Nov 2020 to 16 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2025)
    • CF11 Money Laundering Reporting (8 Jan 2013 to 8 Dec 2019)
    • CF4 Partner (8 Jan 2013 to 12 Jul 2016)
    • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
  • William Gerard Kelleher

    IRN WGK01007

    • CF21 Investment Adviser (11 Apr 2003 to 22 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.