Activum SG UK Advisors Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Annemarie Manning
IRN AXM02956
- SMF3 Executive Director (9 Dec 2019 to 3 Nov 2023)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
- CF1 Director (13 Sep 2019 to 8 Dec 2019)
Bonnie Rich
IRN BYK01002
- SMF3 Executive Director (since 12 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (12 Sep 2025 to 30 Mar 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (12 Sep 2025 to 30 Mar 2026)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
Brian Jordan Betel
IRN BXB43465
- SMF3 Executive Director (19 May 2020 to 28 Oct 2025)
Eric Lemer
IRN EXL01191
- [FCA CF] Client dealing (since 26 Feb 2024)
Jennifer Elstrup
IRN JXM14617
- [FCA CF] Client dealing (17 Sep 2020 to 27 Jun 2023)
Jessica Walker
IRN JXW00941
- SMF16 Compliance Oversight (since 26 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Oct 2023)
Saul Goldstein
IRN SXG01571
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Sep 2019 to 8 Dec 2019)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
Victoria Bovino Johnson
IRN VXJ15190
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Oct 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Oct 2022)
- CF10 Compliance Oversight (13 Sep 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Sep 2019 to 8 Dec 2019)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.