Activtrades Plc

• Principal Place of Business

  ActivTrades Plc

  The Loom, Office 2.6

  14 Gowers Walk

  London

  Tower Hamlets

  E1 8PY

  UNITED KINGDOM

  Phone

  +4402076500500

  Web

  https://www.activtrades.co.uk

• Complaints Contact

  ActivTrades plc

  The Loom, Office 2.6

  14 Gower's Walk

  London

  Tower Hamlets

  E1 8PY

  UNITED KINGDOM

  Phone

  +4402076500500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

  Show 1 limitation Hide limitations

  • · The firm may not enter into credit agreements for the purpose of increasing the funds available for investment

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chor Yan Fiona Lau

  IRN CYL01011

  • CF30 Customer (14 Oct 2013 to 27 Jun 2016)
• Christian Neuwirth

  IRN CXN01183

  • CF30 Customer (13 Mar 2009 to 15 Apr 2011)
• Christina Elisabeth Dennstedt

  IRN CED01080

  • CF30 Customer (21 Jul 2016 to 4 Jul 2017)
• Christopher Michael Andre Forster

  IRN CMF01041

  • CF28 Systems and controls (14 Apr 2009 to 20 Oct 2010)
• Chunpeng Sheng

  IRN CXS01977

  • CF30 Customer (3 Aug 2012 to 12 Jul 2013)
• Dante Buonsanto

  IRN DXB01802

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF1 Director (27 Oct 2005 to 3 Mar 2009)
  • CF26 Customer Trading (27 Oct 2005 to 31 Oct 2007)
• Dario Sandro Valverde

  IRN DSV01009

  • CF30 Customer (20 Jan 2011 to 31 Aug 2011)
• Daron Steven Pike

  IRN DSP01031

  • CF30 Customer (5 Dec 2008 to 4 Jun 2010)
• David Pascall Andrew McGrath

  IRN DPM01141

  • CF11 Money Laundering Reporting (23 Oct 2008 to 11 May 2010)
  • CF10 Compliance Oversight (23 Oct 2008 to 11 May 2010)
• David Resch

  IRN DXR01924

  • CF30 Customer (14 Oct 2016 to 4 Jul 2017)

No changes recorded yet.