Date authorised
1 October 2013
Companies House
08494131
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eighth Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000
  • Complaints Contact

    Mr Paul Owers
    Eighth Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marina Fariba

    IRN MXF00339

    • [FCA CF] Material risk taker (17 Nov 2022 to 31 Dec 2024)
    • CF1 Director (AR) (20 Sep 2022 to 31 Dec 2024)
    • SMF3 Executive Director (8 Aug 2022 to 31 Dec 2024)
  • Mark William Lane Richards

    IRN MWR01043

    • CF30 Customer (1 Oct 2013 to 11 Mar 2016)
  • Mauricio Antonio Giusti De Oliveira

    IRN MXG00495

    • [FCA CF] Material risk taker (since 17 Nov 2022)
    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Michael De Bliquy

    IRN MXD00935

    • [FCA CF] Client dealing (since 24 Nov 2025)
    • SMF3 Executive Director (since 29 Sep 2025)
    • [FCA CF] Material risk taker (since 29 Sep 2025)
  • Michael Ray Kern Harrington

    IRN MXR02642

    • [FCA CF] Material risk taker (since 17 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Mikael Roland Karlsson

    IRN MRK01071

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
  • Natalie Catherine Kolbe

    IRN NCK01023

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • Nathan Lorenzo-George

    IRN NXL00236

    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Material risk taker (since 24 Nov 2025)
  • Neda Vakilian

    IRN NXV11745

    • [FCA CF] Client dealing (since 7 Aug 2023)
    • [FCA CF] Material risk taker (since 7 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2023 to 8 Mar 2024)
  • Nicolas Escallon

    IRN NXE00098

    • [FCA CF] Client dealing (since 11 Mar 2024)
    • [FCA CF] Material risk taker (since 11 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.